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Legal resources

Relevant information pursuant to Sec. 63 (7) WpHG

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Information about related Companies

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Our strategies for the inclusion of sustainability risks in accordance with Articles 3 and 5 of Regulation (EU) 2019/2088 (Disclosure Regulation):

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Information regarding the consideration of the principal adverse impacts on sustainability factors in accordance with Article 4 of Regulation (EU) 2019/2088 (Disclosure Regulation):

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Pre-contractual information on how sustainability risks are incorporated into investment advice in accordance with Article 6 of Regulation (EU) 2019/2088 (Disclosure Regulation):

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Information pursuant to Article 51(1)(c) of Regulation (EU) 2019/2033 regarding remuneration:

With regard to the information pursuant to Article 51(1)(c) of Regulation (EU) 2019/2033 regarding remuneration, the CORESTATE Bank GmbH refers to the explanations in the respective Supervisory Disclosure Report (Aufsichtsrechtlicher Offenlegungsbericht), which is available in the Federal Gazette (https://www.bundesanzeiger.de/pub/de/start?0).

Publication of the most important trading venues (Top 5 Report) and information on execution quality

Pursuant to Section 82 (9) of the German Securities Trading Act (WpHG), investment firms are required by law to publish a report once a year for each category of securities on the five most important execution venues where relevant transactions were executed. In 2021, CORESTATE Bank GmbH exclusively transacted money market instruments and bearer bonds in the form of over-the-counter fixed-price transactions respectively proprietary trading transactions. CORESTATE Bank fulfils its best execution obligation in particular by setting prices that are close to market prices, whereby in the case of illiquid products it uses, among other things, market data for similar or comparably equipped financial instruments (e.g. with regard to collateralisation or loan-to-value ratios). Funds are distributed by CORESTATE Bank directly via the capital management company (KVG), which also manages the fund. Due to the direct distribution, the requirements for establishing order execution principles pursuant to Section 82 of the German Securities Trading Act (WpHG) and Articles 64 to 70 of Delegated Regulation (EU) 2017/565 of the EU Commission dated 25 April 2016 are not relevant.

Pursuant to section 82 (9) of the German Securities Trading Act (WpHG), investment firms are obliged by law to publish a report once a year for each category of securities on the five most important execution venues where relevant transactions were executed. CORESTATE Bank GmbH did not carry out any relevant transactions in 2020 that fall under the publication obligation.